Mark
Gottdiener
A Marx for Our Time: Henri Lefèbvre and The Production of Space
Henri Lefebvre, who died last year at an age between 86 to 89 (the records
aren't clear), was perhaps the greatest Marxian thinker since Marx,
and certainly one of the greatest philosophers of our time. Sociologists
can appreciate his significance by realizing that what they know of
Marx`s work itself is quite limited. The latter has been homogenized
and simplified by generations of textbook writing and misleading scholarship.[1]
To understand Marx it is necessary first to know how he thought and
analyzed social phenomena, rather than what he said. By this I mean
an understanding of the powerful dialectical schema that Marx developed
in his critique of both Hegel and Fichte.[2]
Lefebvre was one of the very few analysts of society who really
knew how Marx thought, and it is indicative that one of his first books
was on Marxian dialectics (Lefebvre 1939).[3]
This work contains many of the themes that Lefebvre was to develop later.
In 1974 Lefebvre published a monumental book, The Production of Space,
which has just appeared in translation (1991) and which the publisher
claims to be "his major philosophical work." I would rank
another work, his three-part book The Critique of Everyday Life
(which is being translated only now), as his most significant, but the
book on space must rank a close second. Yet Lefebvre also has made important
contributions to the theory of the state (a four-volume masterpiece),
to the sociology of the arts, to poststructuralism, to existentialism,
to scholarship on Descartes, Pascal, Nietzsche (as early as 1939), and
Lukacs, among other thinkers, and to the theory of modernity/postmodernity.[4]
What I like most about Lefebvre is how he engaged his time. He did not
write in isolation, but lived the life of a Parisian intellectual and
participated in lively debates with others about the nature of Marxism,
political action, the intellectual foundations of structuralism, poststructuralism,
postmodernity, and (reaching back) existentialism. Consequently he took
the trouble both to read the work of others and to attempt a dialogue
in his writing a rarity among American academics. When reading
Lefebvre, one can find all sorts of sometimes veiled, sometimes explicit
references to the current ideas and books in the Parisian milieu, which
may escape the uninformed reader.[5]
I welcome the appearance in translation of The Production of Space,
[6] but it is, not clear how it
will be received by the new urban geographers and by the sociologists
who take less sophisticated approaches, such as human ecology or the
ideas in the much-publicized book by Logan and Molotch (1987). Both
Manuel Castells and David Harvey, often claimed by urbanists to be the
seminal thinkers of the new urbanism, owe an immense, unacknowledged
debt to Lefebvre. The latter, by writing a series of six books on urbanism
beginning in 1968, deserves the title of progenitor. Most important,
both Castells and Harvey developed several of Lefebvre`s ideas which
appeared before the culminating 1974 work on space, and which
do not have the benefit of the polished, completed arguments.[7]
In Dialectical Materialism ([1939] 1968) Lefebvre analyzed Marxian
political economy at a time when he was breaking with Stalinism and
the Communist Party. No doubt he was reacting to dogmatism and orthodoxy
(as well as to Stalin`s politics), and this reaction was reflected in
a critical reading of Marx`s Capital. Lefebvre noted that the
latter work was essentially about time the extraction and circulation
of surplus value. Lefebvre
believed that Marxian political economy neglected the material aspect
of production: the world of commodities existed in space as well
as time. In 1939 he announced that the dialectic was spatial as well
as temporal, and that this realization put Marx`s system in a new light.
Lefebvre went literally to the material dimension of dialectics. In
his view, the production activity of capitalism resulted in a space
that is, a materiality. Furthermore, this "space" possessed
its own dialectical moment. Like the other categories of Marxian thought
money, labor power it was a concrete abstraction.
That is, space was both a
material product of social relations (the concrete) and a manifestation
of relations, a relation itself (the abstract). It was as much a part
of social relations as was time. In short, by applying Marxian thought
to Marx, Lefebvre arrived at insights that transcended Marxian political
economy and pointed away from dogma. He needed the next 30 years to
work out the implications of these early revelations.
The Production of Space is a complex work, at once
historical, philosophical, semiotic, and Marxist. It was written at
a time when both Althusserianism and deconstructionism were salient,
and there are many asides to thinkers who follow these persuasions.
It is also a mature work, in which Lefebvre`s command of his dialectical
thinking is quite masterful. In Fichtean dialectics and in much deconstructionist
or structuralist thought, analytical categories are perceived as oppositions
or antinomies. Lefebvre wants nothing to do with this Manichean view
because it usually results in static contrasts. Marx`s
dialectical moments were flowing, manifold, and complex, especially
with regard to the negation, a concept that I believe only
Adorno and Lefebvre have really understood. According to Lefebvre, dialectical
moments are expressed as triplicite as three terms,
not two. The third term instantly deconstructs static oppositions or
dualisms, and adds a fluid dimension to social process.[8]
The most important triple concerns grasping the importance
of space according to its manifestations as perceived, conceived
and lived. Ever since his early break with orthodox Marxism,
Lefebvre had been concerned with avoiding reductionist economism. This
triple is meant to convey that space has a complex character and enters
social relations at all levels. It is at once a physical environment
that can be perceived; a semiotic abstraction that informs both how
ordinary people negotiate space (the mental maps studied by geographers)
and the space of corporations, planners, politicians, and the like;
and, finally, a medium through which the body lives out its life in
interaction with other bodies. Social relations also are spatial, relations;
we cannot talk about the one without the other.[9]
In working with this triple relation, Lefebvre attempts to avoid reductionism,
whether it is of the economistic (Marxist) or the idealistic (deconstructionist)
kind. He proposes a unitary theory of space that ties together the physical,
the mental, and the social. Developing this generalized approach to
space even further, Lefebvre introduces a second triple that amplifies
the first. Space is simultaneously a spatial practice (an externalized,
material environment), a representation of space (a conceptual
model used to direct practice), and a space of representation
(the lived social relation of users to the environment).
In much of the early part of his book, Lefebvre applies this triple
distinction to the analysis of different environments. His approach
combines geographical, historical, and semiotic analysis, thereby avoiding
reductionism. He focuses on how various societies have particularized
space in both form and meaning over time. Lefebvre accomplishes this
task by considering the distinction between abstract space and
social space. Abstract space is constituted by the intersection
of knowledge and power. It is the hierarchical space that is pertinent
to those who wish to control social organization, such as political
rulers, economic interests, and planners. Social space, in contrast,
arises from practice the everyday lived experience that is externalized
and materialized through action by all members of society, even the
rulers. Persons working from the model of abstract space continually
try to reign in and control the social space of everyday life, with
its constant changes, whereas social space always transcends conceived
boundaries and regulated forms.
Finally, both abstract and social space involve the triplicite: mental
imaging, perceptions of built forms, and social practice. In particular,
the conception of space always precedes spatial practice for humans;
That is, mental projection, or the semiotic model of space, and physical
construction, or externalization, are always related. Using these concepts,
Lefebvre walks the reader through western European history, attempting
to show how certain isolated changes in the triple conjuncture of space
actually involved qualitative historical movements. Greek space, for
example, is ruled by a cosmic, abstract sense of religion and geometry.
Rome, in contrast, is sullied by the practice of power; space is edified
by humans themselves. Thus, says Lefebvre, the Greek agora (an abstract
space) is empty and is proportioned uniformly by the golden mean, so
that the Greeks can meet there and do what they will in unity with the
cosmos. The Roman Forum, on the other hand, is full of objects
(1991, p. 275).
This part of the text, where Lefebvre applies his approach to history,
lacks the strong comparative understanding of Max Weber or Ferdinand
Braudel; neither does it measure up to the way in which some current
geographers might undertake an historical analysis of space. It also
seems somewhat diffuse and nonsystematized as semiotic analysis, compared
to more recent attempts at defining a semiotic approach to space.[10]
To his credit,
Lefebvre never suggests that there is some evolutionary
principle altering the humanspace relation, only that this relation
changes according to differences in social organization. In sum, his
contribution lies in the balanced, integrated analysis that ties together
semiotics, political relations, and economic relations rather than solely
in plumbing the depths of historical analysis.
In the latter part of the book, beginning with Chapter 5, Lefebvre addresses
capitalism and the maturing industrial society, and here his work shines.
He introduces his main theoretical concept, the production of
space. Every mode of social organization produces an environment
that is a consequence of the social relations it possesses. In addition,
by producing a space according to its own nature, a society not only
materializes into distinctive built forms, but also reproduces itself.
The concept production of space means what Giddens calls
the duality of structure.[11]
That is, space is both a medium of social relations and a material product
that can affect social relations. This dialectical idea is a major tenet
of the new urban sociology.
The production of space under capitalism involves the fragmentation
and homogenization of space, just as is the case with other commodities
under the law of the reproducible and the repetitive (1991,
p. 375). Small wonder new suburbs all look the same. Lefebvre introduces
his approach into Marxian political economy, and at this point he reaches
the core of his theory: All Marxist concepts are taken to a higher
level without any one stage in theory disappearing. The leconsideration
of Marxist concepts develops optimally by taking account fully of space
(p. 342). By appreciating space, by taking account of it explicitly,
we pass beyond Marxian political economy without abandoning the critical
approach to capitalism that Marx introduced.
For example, Lefebvre returns to the Marx of Capital and reminds
us of a crucial point: this book was only one part of a larger project
(see The Grundrisse).[12]
Marx`s analysis of capitalism in the abstract was based on the contrast
between abstract labor and capital, according to a binary
dialectical schema that involved oppositions such as wages-profits,
worker-capitalist, and so on. Yet in the historical conditions of capitalism`s
emergence a third element, the land, also was present and supported
a separate class in the early stages of growth. Marx finally
introduces this third term at the end of Capital, and calls its
relation to the other basic units of society the trinity formula.
Lefebvre likes this notion of the trinity because it resonates with
his dialectics, and he seizes on it as a way of upgrading Marxian political
economy.
According to Lefebvre, land and its advanced capitalist relations of
production, which he calls real estate, constitute a second
circuit of capital, even though a separate class of landowners no
longer exists. That is, the channeling of money, the construction of
housing, the development of space, financing, and speculation in land
constitute a second means of acquiring wealth that is relatively independent
of the first circuit, industrial production. Furthermore,
through an extended discussion, Lefebvre shows that this second circuit
is one of the fundamental forces of society and a source of surplus
value creation. Finally, he argues effectively that it has a logic of
its own, even though it is related to the primary circuit. In short,
the Marxian analysis of capitalism, by accounting for space, will never
be the same again.[13] Furthermore,
these concepts of Lefebvre`s became the basis for the new urban
sociology, which continues to expand.its influence in the field.
Whenever I read Lefebvre I am reminded of Barthes`s phrase the
pleasures of the text, because he is a joy to read. In a virtuoso
display of dialectical reasoning, for example, he discusses how the
advance of capitalist industrialization superimposes abstract space,
the quantified space, everywhere. The qualitative aspect
of space, however, cannot be absorbed by this movement. It re-emerges
when the spaces of consumption become the consumption
of space (1991, p. 352). When does this occur? In tourism,
for example, when people seek a qualitative space sun,
snow, the sea (1991, p. 352); when capitalism transforms the circulation
of commodities for people into the circulation of people through commodified
places.
At another point in the text, Lefebvre`s dialectic penetrates to the
heart of an important matter and displays insights that transcend the
narrow view of political economy. In the past, he suggests, commodities
themselves were scarce but resources were abundant. Political economy
was founded on asceticism the necessity of making choices under
scarcity. Today, in contrast, there is an abundance of commodities,
but our natural resources have become scarce. This dialectical
movement has never been analyzed in itself the focus on pollution,
the environment, noise, exhaustion of resources just masks it
(1991, p. 376). With this insight the book becomes a great work of environmentalism.
According to Lefebvre, the individual aspects of environmental decay,
such as racist, economic, or chemical issues, are not of most concern.
Rather, we must focus on the production of space. In this case, capitalist
industrialization has destroyed nature and is replacing it with a second
nature. The balance between the organic and the human environment
is disappearing across the globe because of the production and extension
of a second nature the concrete, material world of organized
society (1991, pp. 343 - 45). That is the heart of the matter.
Finally, Lefebvre makes a brilliant contribution to our understanding
of the state. His thinking is particulary pertinent when he analyzes
the relation between power and space, a characteristic that is wholly
ignored by the new urban geographers, among others. Space is not only
homogenized and fragmented but also hierarchical and a framework of
power. Lefebvre`s discussion of the relationship between the state and
space is inspirational. Now that the work is available in translation,
I wonder whether, or how soon, it will influence studies on the state,
especially the historical role of state regulation through spatial means.
Lefebvre would not be a critical theorist if he did not leave us with
a liberatory position that we could adopt after his extended philosophical
discussion. Social change, according to Lefebvre, cannot occur in a
planned way without the production of a changed space. As he suggests,
the Russian revolution failed precisely when the drive to create a new,
revolutionary space, such as that implicit in the work of the Russian
constructivists, also failed. To change life means to change space as
well. Before the appearance of this book Lefebvre expressed this idea
as the right to the city; along with other aspects of his
thought, it was highly influential among students during the events
of May 1968 in France. The transformation of social relations, Lefebvre
believes, means a transforrnation of sociospatial relations,
a production of a new, liberatory space.
In conclusion, I wish to make some observations about the translation
by Donald Nicholson-Smith. On the whole he has done a masterful job.
In places he has even made the citations more explicit. The translator
has been very careful to preserve the intent of Lefebvre`s ideas. For
example, when describing the changes in Roman civilization, Lefebvre
uses an opposition crypt/decrypt to explain
certain developments in the relation to space. There is no English word
decrypt; yet the translator preserves it in order to follow
the literal meaning of Lefebvre`s analysis.
As in all translations, however, some aspects of the original are lost.
Nicholson-Smith tends to use sophisticated synonyms. One of the pleasures
of reading Lefebvre, however, comes from appreciating his exquisite
use of language; he says things directly and clearly but not simplistically.
Some of this wonderful use of words is lost. Also, Lefebvre is in the
habit of making puns, and I`m afraid the translator missed these. Finally,
the edition by Blackwell Publishers includes an afterword by David Harvey.
Considering how little Lefebvre`s influence has been acknowledged in
the past, I found this inclusion of Harvey in the project both ironic
and, quite simply, just another example of appropriation.
Dieser Text erschien in Sociological Theory - A Journal of the American
Sociological Association 11/1, März 1993.
Prof. Dr. Mark Gottdiener lehrt am Department of Sociology, State University
of New York, Buffalo
Er ist Autor folgender Bücher (Auswahl):
The Social Production of Urban Space. Austin, University of Texas Press,
1985
The New Urban Sociology. New York, McGraw-Hill, 1994
The Theming of America. Boulder, Westview Press, 2001
Postmodern Semiotics : Material Culture and the Forms of Postmodern
Life. Oxford, Blackwell Publishers, 1995
Notes
[1]
Here I have in mind not only the simplistic introductory texts,
which focus almost exclusively on the concept of class and on Marx`s
"evolutionary" theory of history, but also the misleading
and quite limited variations on "conflict theory," which take
conflict, a non-specified, naturally occurring phenomenon, and impute
it to Marxian historical analysis as the phenomenal core. -
[2] Some sociologists believe that
the dialectic involves thesis, antithesis, and synthesis. In fact, this
mode of thinking belongs to Fichte and has nothing to do with Marx`s
dialectic. Marx`s approach derives from Hegel`s notion of the phenomenon,
the negation, and the negation of the negation, but he understands this
movement according to both the ontological position that all phenomena
possess a base in the material world and the epistemological position
that movement across the dialectical moment is understood through the
relation between deep structure and surface level; This position also
is adopted by realist theoreticians (Bhaskar 1979).
[3] Lefebvre published 66 books.
He started around the age of 30 and published some of his very best
writing, 25 books, after the age of 65!
[4] A complete bibliography appears
at the end of Production of Space ([1974] 1991).
[5] My favorite aside appeared in
The Survival of Capitalism ([1973] 1974), where Lefebvre summarized
his response to Althusser`s ponderous schema as follows: "If you
can understand it, good luck to you."
[6] My book The Social Production
Of Urban Space (1985) was inspired directly by Lefebvre. It is a
critical commentary on the writings of others, such as Castells and
Harvey, in this light because of their reductionism and their neglect
of the concept space, which is at once serniotic, political,
and economic.
[7] I can summarize the positions
briefly as follows: Harvey used the writings of Lefebvre that appeared
in the late 1960s, before Lefebvre developed the more mature notion
of space, and made a contribtition by systematically applying
the categories of political economy to urban phenomena. But therein
also lies Harvey`s economic reductionism. Castells wrote a critique
of Lefebvre`s writings from the 1960s, using Althusserian structuralism,
and presented an approach to urban social movements that was more comprehensive
than Lefebvre`s. Since then, however, none of Castells`s work has had
much to do with space, and lately he has lapsed into technological
reductionism. In sum, it is precisely by remaining true to Lefebvre`s
project, as outlined in the book on space, that we avoid all forms of
reductionism in the analysis of urban phenomena (see Gottdiener 1985;
Gottdiener and Lagopoulos 1986).
[8] Several years ago, for example,
some theorists discussed the micro/macro split in social
analysis. This simple scheme can be deconstructed instantly by the addition
of a third term, such as the meso level of society, and
thereby can acquire greater complexity.
[9] This insight was adopted by
Giddens and Jameson, among others.
[10] Lefebvre`s book is infused
with urban semiotics. For example, he mentions the work of Lagopoulos
in passing (but see Gottdiener and Lagopoulos 1986).
[11] Giddens uses this concept in
his writings but seems to be unaware that Lefebvre developed it.
[12] As Marxist scholars know, The
Grundrisse (Marx [1939] 1973), not Capital, is the comprehensive
work. It is also the best place to observe Marx`s mastery of dialectics.
[13] These ideas already have been
put into practice. Harvey used the circuit model of capitalism with
much influence among geographers, although he compounded and altered
it. Some urbanists, such as Logan and Molotch (1987), suggest fallaciously
that the separate class of landowners still exists, and their analysis
suffers accordingly. Gottdiener (1985, 1987) has elaborated further
on Lefebvre`s political economy of space. Many other urbanists and,
more recently, postmodern scholars, have incorporated the presence of
a relatively autonomous spatial domain into their analyses. Jameson,
for example, who says a great deal about space and its importance to
postmodern thinking, was influenced greatly by Lefebvre. Feagin (1998)
has written a brilliant analysis of Houston, using this perspective.
A new textbook on urban sociology soon will be published as well (Gottdiener
forthcoming).
References
Bhaskar,
Roy. 1979. A Realist Theory of Science. Leeds: UK Book Publishing.
Feagin, Joe R. 1988. Houston: Free Enterprise City. New Brunswick:
Rutgers University Press.
Gottdiener, M. 1985. The Social Production of Urban Space. Austin:
University of Texas Press.
- 1987. "Space as a Force of Production." International
Journal of Urban and Regional Research 11(3): 405-17.
- Forthcoming. The New Urban Sociology. New York: McGraw-Hill.
Gottdiener, M. and A. Lagopoulos. 1986. The City and the Sign.
New York: Columbia University Press.
Lefebvre, Henri. (1939) 1968. Dialectical Materialism. London:
Jonathan Cape, 1968.
- (1973) 1974. The Survival of Capitalism. London: Allison.&
Busby.
- [1974] 1991. The Production of Space. Oxford: Blackwell Publishers.
Logan, John and Harvey Molotch. 1987. Urban Fortunes. Berkeley:
University of California Press.
Marx, Karl. (1939) 1973. The Grundrisse. New York: Vintage.
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